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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-04-07
TX RA APPROVED 2006-06-21
CA RA APPROVED 2003-11-11
  • OK RA
    APPROVED
    Since 2026-04-07
  • TX RA
    APPROVED
    Since 2006-06-21
  • CA RA
    APPROVED
    Since 2003-11-11

Branch Locations

San Jose, CA • United States

2021 The Alameda Ste 140, San Jose, CA 95126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. San Jose CA 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

ST. TIMOTHY'S LUTHERAN CHURCH POSITION: member of the Leadership Team. NATURE: St. Timothy's is a Lutheran Church congregation. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/04/2024 ADDRESS: 5100 Camden Avenue, San Jose CA 95124, United States DESCRIPTION: The church Leadership Team conducts the business of the congregation through both long-term planning and overseeing the day-to-day maintenance of the church.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-02
S63 Uniform Securities Agent State Law Examination 1990-04-09
  • S66 Uniform Combined State Law Examination
    2002-12-02
  • S63 Uniform Securities Agent State Law Examination
    1990-04-09
Designations

View on SEC IAPD

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