David Carlton Grove

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-12-09
OR	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2015-12-09
OR RA
APPROVED

Since 2009-06-01

Branch Locations

4800 Meadows Road Suite 400, Lake Oswego, OR 97035 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Lake Oswego	OR	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Lake Oswego, OR
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-11-30 → 2009-06-01

Morgan Stanley & Co. Llc

Lake Oswego, OR

Other Businesses

*401105 - JG metal fabrication; Investment related - Yes; Newberg, Oregon; Manufacturing; Partner (proprietor, partner, officer, director, employee, trustee, agent); 05/2020 ; During business hours: 0; After business hours: 5; Investment Decisions/Advice * 401105 - Grove Custom Fabrication; Investment related No; Newberg, OR; Manufacturing; Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2020; During business hours: 0; After business hours: 05; Investment Decisions/Advice.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-11-28
S63	Uniform Securities Agent State Law Examination	1988-04-21

S65 Uniform Investment Adviser Law Examination

2007-11-28
S63 Uniform Securities Agent State Law Examination

1988-04-21

Other Names

David Carlton (Ii) Grove
Da Dvid Carlton Grove

View on SEC IAPD