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Current Employers
Bache Capital Management

Santa Monica, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-01
  • CA RA
    APPROVED
    Since 2025-12-01

Branch Locations

Santa Monica, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mdb Capital Group Llc Dallas TX 06/2000 11/2016
Bache Capital Management Pasadena CA 09/2015 Present
Apexus Capital Llc Santa Monica CA 10/2015 Present
Bache Capital Management Inc. Santa Monica CA 10/2022 Present
  • 06/2000 → 11/2016
    Mdb Capital Group Llc
    Dallas, TX
  • 09/2015 → Present
    Pasadena, CA
  • 10/2015 → Present
    Apexus Capital Llc
    Santa Monica, CA
  • 10/2022 → Present
    Bache Capital Management Inc.
    Santa Monica, CA
Other Businesses

(1) SANTA MONICA EDUCATION FOUNDATION; INVESTMENT RELATED; SANTA MONICA, CA; CHARITABLE ORGANIZATION; INVESTMENT COMMITTEE MEMBER; 09/30/2013; 3; 0; HOLD PERIODIC MEETINGS TO DISCUSS INVESTMENT IDEAS. (2) BACHE CAPITAL MANAGEMENT INC.; INVESTMENT-RELATED; SANTA MONICA, CA; INVESTMENT ADVISORY; PRESIDENT, CIO & CCO 10/2022 & FIXED INCOME INVESTMENT MANAGER; 09/2015; 30 HRS/MO; 20 HRS/MO DURING TRADING; MANAGE FIXED INCOME, CONSULT WITH CLIENTS. (3) APEXUS CAPITAL HOLDINGS INC.; INVESTMENT-RELATED; SANTA MONICA, CA; HOLDING FOR APEXUS CAPITAL LLC; SOLE SHAREHOLDER AND PRESIDENT; 09/2015; 2 HRS/MO; 1 HR/MO DURING TRADING; THIS ENTITY IS THE SOLE MEMBER HOLDING APEXUS CAPITAL LLC. (4) APEXUS CAPITAL LLC; INVESTMENT-RELATED; SANTA MONICA, CA; SECURITIES BROKER DEALER; MANAGING MEMBER; START DATE: 09/2015; 175 HOURS PER MONTH; 105 HR/MO DURING TRADING; SECURITIES BROKER DEALER FOCUSING ON FIXED INCOME. (5) APEXUS CAPITAL MANAGEMENT LLC; INVESTMENT-RELATED; SANTA MONICA, CA; FIXED INCOME FEE-BASED BUSINESS; MANAGING MEMBER; 10/2015; 0 HRS/MO; 0 HRS/MO DURING TRADING; NON-OPERATING ENTITY: MANAGE FIXED INCOME AS A CONTRACTOR TO BACHE CAPITAL MANAGEMENT, INC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-06-01
  • S63 Uniform Securities Agent State Law Examination
    1989-06-01
Designations

View on SEC IAPD

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