Bert Earl Miller

Current Employers

Miller Wealth Advisors, Llc

Ridgway, CO • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2015-06-22
TX	RA	APPROVED	2014-05-14

CO RA
APPROVED

Since 2015-06-22
TX RA
APPROVED

Since 2014-05-14

Branch Locations

Ridgway, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Miller Wealth Advisors, Llc	Ridgway	CO	04/2014	Present

04/2014 → Present

Miller Wealth Advisors, Llc

Ridgway, CO

Previous Registrations

2007-03-19 → 2014-04-15

Sanders Morris Llc

The Woodlands, TX

The Woodlands, TX

Houston, TX

Huntsville, TX

Houston, TX
2003-01-23 → 2014-04-10

Miller-Green Financial Services Llc

Houston, TX

Houston, TX
2005-03-09 → 2006-12-31

Smh Capital Advisors Llc

Houston, TX

Other Businesses

THE REGISTRANT CURRENTLY HOLDS AN ACTIVE INSURANCE LICENSE IN TEXAS BUT DOES NOT ACTIVELY ENGAGE IN INSURANCE SALES. THE REGISTRANT HOLDS AN ACTIVE CPA LICENSE IN TEXAS BUT IS NOT ENGAGED IN AN ACCOUNTING PRACTICE AT THIS TIME.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-09-10
S63	Uniform Securities Agent State Law Examination	1983-09-01

S65 Uniform Investment Adviser Law Examination

1999-09-10
S63 Uniform Securities Agent State Law Examination

1983-09-01

View on SEC IAPD