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2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-12-23 |
| CA | RA | APPROVED | 2024-08-19 |
Branch Locations
Newport Beach, CA • United States
Loudon, TN • United States
2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Costa Mesa | CA | 10/2013 | 05/2020 |
| Retired | Costa Mesa | CA | 06/2020 | 01/2022 |
| Bmo Bank Na | Newport Beach | CA | 01/2022 | 08/2024 |
| Bancwest Investment Services, Inc | Newport Beach | CA | 01/2022 | 02/2023 |
| Lpl Financial Llc | Newport Beach | CA | 07/2023 | 08/2024 |
| Summit Trail Advisors, Llc | San Juan Capistrano | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-23 |
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