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Current Employers
Powers Investment Advisory Corporation

Highland Hts., OH • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2009-04-02
TX RA APPROVED 2009-04-01
  • OH RA
    APPROVED
    Since 2009-04-02
  • TX RA
    APPROVED
    Since 2009-04-01

Branch Locations

Highland Hts., OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. Highland Heights OH 10/1991 12/2021
Powers Investment Advisory Corp. Highland Heights OH 09/1984 Present
Powers Investment Advisory Corp. Highland Heights OH 04/2009 Present
William Powers, Sole Proprietor Highland Heights OH 09/1984 11/2022
Willaim Powers Highland Heights OH 03/1984 Present
  • 10/1991 → 12/2021
    Cadaret, Grant & Co., Inc.
    Highland Heights, OH
  • 09/1984 → Present
    Powers Investment Advisory Corp.
    Highland Heights, OH
  • 04/2009 → Present
    Powers Investment Advisory Corp.
    Highland Heights, OH
  • 09/1984 → 11/2022
    William Powers, Sole Proprietor
    Highland Heights, OH
  • 03/1984 → Present
    Willaim Powers
    Highland Heights, OH
Other Businesses

INCOME TAX PREPARATION, HIGHLAND HEIGHTS, OH, START 1967, SOLE PROPRIETORSHIP, 3% OF TIME DEVOTED TO ACTIVITY, NON-INVESTMENT RELATED, PREPARE INCOME TAX RETURNS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-11-01
  • S63 Uniform Securities Agent State Law Examination
    1983-11-01
Designations
Other Names
  • William Patrick Powers

View on SEC IAPD

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