Charles Joseph Gits

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-12-09
TX	RA	APPROVED	2007-08-20

MN RA
APPROVED

Since 2013-12-09
TX RA
APPROVED

Since 2007-08-20

Branch Locations

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Oro Valley, AZ • United States

Edina, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Bloomington	MN	08/2006	Present

08/2006 → Present

Ubs Financial Services Inc.

Bloomington, MN

Other Businesses

LOAVES AND FISHES MN / 1121 JACKSON STREET NE SUITE 143, MINNEAPOLIS,MN 55413 / MEMBER OF BOARD OF DIRECTORS / / FINANCE COMMITTEE / START DATE 8/25/2014 / AROUND 15X YRS FOR 2 HRS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-29
S63	Uniform Securities Agent State Law Examination	1983-06-29

S66 Uniform Combined State Law Examination

2005-12-29
S63 Uniform Securities Agent State Law Examination

1983-06-29

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews