Sanjay Mathur

Current Employers

Employment History

• 04/2012 → 11/2016
  Wells Fargo Advisors
  Newport Beach, CA
• 11/2016 → 03/2024
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 03/2024 → Present
  Rbc Capital Markets, Llc
  Newport Beach, CA

Previous Registrations

• 2012-04-27 → 2024-03-21
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 2009-06-01 → 2012-05-02
  Morgan Stanley
  Monarch Beach, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Monarch Beach, CA
• 1998-11-02 → 2007-04-02
  Morgan Stanley Dw Inc.
  Monarch Beach, CA
  Monarch Bch, CA

Other Businesses

(1) R.S. PARTNERS; INVESTMENT RELATED; EL CAJON CA; COMMERCIAL RENTAL PROPERTY; 100% OWNERSHIP WITH SPOUSE; START DATE = 11/22/10; 2 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. - (2) RS WHITEWATER, INV RELATED, EL CAJON, CA, 1% of RS Partners LP, START: 11/2010, 2 HOURS PER MONTH/0 DURING TRADNG. (3) 7E OHARA, LLC, INVT RELATED, FRISCO, TX, 90% OWNERSHIP, START DATE 7/31/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE INVESTOR. (4) NAME OF ENTITY: The Sanjay Mathur and Preeti Mathur Charitable Foundation ADDRESS: 170 Leafy Pass, Irvine CA 92602 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION : Charitable Foundation. CAPACITY Owner - Active START DATE: 06/15/15 DUTIES It is mine and my wife's charity just us run it. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-06-30

Other Names

• Sanjay Mather