Diane J Veenendaal

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-08-30
WI	RA	APPROVED	1996-01-30

TX RA
APPROVED_RES

Since 2011-08-30
WI RA
APPROVED

Since 1996-01-30

Branch Locations

17335 Golf Parkway Suite 525, Brookfield, WI 53045 • United States

Brookfield, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Brookfield	WI	01/2006	Present

01/2006 → Present

Ubs Financial Services Inc

Brookfield, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-03-15
S63	Uniform Securities Agent State Law Examination	1985-08-05

S66 Uniform Combined State Law Examination

2006-03-15
S63 Uniform Securities Agent State Law Examination

1985-08-05

Other Names

Diane Jean Veenedaal
Diane J Veenedaal
Diane Jean Houston
Diane J Houston