Bob Austrian

Current Employers

Employment History

• 12/2011 → 03/2024
  Neuberger Berman Llc
  New York, NY
• 04/2024 → Present
  J.P. Morgan Securities Llc
  San Francisco, CA
• 04/2024 → Present
  Jpmorgan Chase Bank, N.A.
  San Francisco, CA

Previous Registrations

• 2012-03-05 → 2024-04-16
  Neuberger Berman Bd Llc
  New York, NY
  San Francisco, CA
  San Francisco, CA

Other Businesses

Entity Name: NBSH Investment related: No Address: 1290 Avenue of the Americas NY, NY 10104 www.nb.com Nature of the other business: Investments Position/Title/Relationship: Owner/Partner Start Date: 01/01/2011 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My prior employer, a private financial services company, Neuberger Berman and some of the equity I continue to divest - no role at the company. Entity Name: NBSH (Neuberger Berman phantom equity stake) Investment related: Yes "Address: 1290 Avenue of the Americas NY, NY 10104 www.nb.com" Nature of the other business: Investments Position/Title/Relationship: Owner/Partner Start Date: 01/01/2011 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My former employer, I've no role or relationship. I do continue to own "what remains" of my then-acquired ownership in the private company and some Blue Owl that spun out from NB. Both the NBSH (company phantom equity) and the Blue Owl (owned indirectly through NBSH) are being liquidated ad hoc with commitments to do so completed months in advance, with no MNPI, and at prices I don't know at the time of election. CO-OP APARTMENT BOARD 1.East 87th Street Apartment Corp. 2.Not investment-related 3.517 East 87th Street, New York, NY 10128 4.Apartment building co-op (where my mother owns an apartment) 5.Board Member, Treasurer 6.Started ~1/1/2014 7.Devote ~1 hour or less per month 8.0 hours per month during securities trading hours 9.Duties include participation in annual meeting, reviewing monthly maintenance and assessments PERSONALLY OWNED RENTAL PROPERTY 1.No company name per se, personal property only 2.Not investment-related 3.45 Southridge Rd W, Belvedere Tiburon, CA 94920 4.Personally owed rental property activity only 5.Owner 6.Started ~1/1/2000 7.Devote ~2 hours or less per month 8.0 hours per month during securities trading hours 9.Duties include managing property, accounting

Exams

• S66 Uniform Combined State Law Examination
  2012-03-02
• S63 Uniform Securities Agent State Law Examination
  1994-10-12

Other Names

• Robert B Austrian
• Bob Austrian
• Robert Berman Austrian