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Long Island City, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infosys Ltd. | New York | NY | 06/2015 | 01/2022 |
| Hiteks Solutions Inc. | New York | NY | 10/2023 | 03/2024 |
| Mykonos Film, Llc | New York | NY | 12/2021 | Present |
| Anthos Entertainment, Llc | New York | NY | 11/2021 | Present |
| Ardrossan Wealth Management, Llc | New York | NY | 01/2026 | Present |
Name of other business: Anthos Entertainment, LLC Investment-related: No Address: 2-01 50th Avenue, Apt. 8G, Long Island City, NY 11101 Nature of business: Independent film and television production. Position: Managing Member / Producer Start date: 11/2021 Approx. hours per month: 8-16 hours (approx. 5-10% of professional time) Hours during trading: 0 hours Duties: Dean Polites manages Anthos Entertainment, an entity used for his involvement in independent filmmaking and television production. This outside business activity is entirely separate and not investment-related. It does not present a conflict of interest with the advisory services provided to clients of Ardrossan Wealth Management. Mr. Polites spends approximately 5-10% of his professional time on these creative endeavors, the majority of which occur outside of standard market trading hours. Ardrossan Wealth Management's advisory clients have priority during market hours Name of other business: Mykonos Film, LLC Investment-related: Yes Address: 2-01 50th Avenue, Apt. 8G, Long Island City, NY 11101 Nature of business: Special purpose vehicle (SPV) created for a single film production project; currently dormant. Position: Managing Member / Producer Start date: 12/2021 Approx. hours per month: 0 hours Hours during trading: 0 hours Duties: Mr. Polites is the Managing Member of Mykonos Film, LLC. This entity was established as a special purpose vehicle (SPV) intended to raise capital for a film production via a private placement of membership interests. However, no capital was ever raised, no securities were ever issued, and the project was ultimately abandoned. The entity is currently operationally dormant and holds no assets. Mr. Polites spends zero hours per month on this activity, and it presents no conflict of interest with the advisory services of Ardrossan Wealth Management, LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-02 |
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