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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2017-05-22 |
Branch Locations
1393 Veteran's Memorial Hwy Suite 307S, Hauppauge, NY 11788 • United States
Miller Place, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Hauupauge | NY | 06/2007 | 03/2017 |
| Mml Investors Services, Llc | Hauppauge | NY | 03/2017 | Present |
| Massmutual Life Insurance Co | Hauppauge | NY | 07/2016 | Present |
(1) NAME: ROBERT J. STURGES INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, OUTSIDE FIXED LIFE & HEALTH POSITION: SALES, OUTSIDE FIXED BUSINESS START: 8/20/2018 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2) NAME: ROBERT J. STURGES INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OTHER: REFERRAL RELATIONSHIP WITH PAYROLL COMPANY POSITION: FINANCIAL ADVISOR START: 2/15/2021 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 DUTIES: REFERRAL RELATIONSHIP TO PROVIDE ADDITIONAL SERVICES TO MY BUSINESS CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-11-19 |
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