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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-03-17
TX RA APPROVED_RES 2007-03-01
  • MI RA
    APPROVED
    Since 2010-03-17
  • TX RA
    APPROVED_RES
    Since 2007-03-01

Branch Locations

100 Crahen Ave Ne Suite 200, Grand Rapids, MI 49525 • United States

Clarksville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Grand Rapids MI 09/1999 Present
Other Businesses

(1)Name of Business: Morrison Lake Property Owners Association Address: 8882 Breezy Point, Clarksville, MI, 48815, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 06/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: maintaining checkbook, processing deposits and withdrawals associated with the daily operations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-26
S63 Uniform Securities Agent State Law Examination 1983-07-08
  • S65 Uniform Investment Adviser Law Examination
    1996-03-26
  • S63 Uniform Securities Agent State Law Examination
    1983-07-08

View on SEC IAPD

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