Sam James Vogel

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-01-22
TX	RA	APPROVED_RES	2021-10-07
OH	RA	APPROVED	2009-03-24

FL RA
APPROVED

Since 2024-01-22
TX RA
APPROVED_RES

Since 2021-10-07
OH RA
APPROVED

Since 2009-03-24

Branch Locations

Sarasota, FL • United States

6636 Longshore Street Suite 280, Dublin, OH 43017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Columbus	OH	03/2009	Present

03/2009 → Present

Stifel Nicolaus & Co Inc

Columbus, OH

Previous Registrations

2008-01-01 → 2009-03-26

Wells Fargo Clearing Services, Llc

Columbus, OH
2000-04-05 → 2008-01-01

A. G. Edwards & Sons, Inc.

Columbus, OH

St. Louis, MO

Columbus, OH

Other Businesses

International Visitors Council of Columbus; 57 Jefferson Ave. Columbus OH 43215; host international visitors from developing countries; Board Member; Volunteer when where needed; 12/03/2018; 5.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-02-04

S63 Uniform Securities Agent State Law Examination

1998-02-04

Designations

View on SEC IAPD