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1543 Green Oak Place Suite 200, Kingwood, TX 77339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-02-10 |
Branch Locations
1543 Green Oak Place Suite 200, Kingwood, TX 77339 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Les H Kern | Howell | MI | 05/2008 | Present |
| D.H. Hill Securities, Lllp | Kingwood | TX | 01/2016 | Present |
| D.H. Hill Advisors, Inc. | Kingwood | TX | 01/2016 | Present |
1.)LES H.KERN, 2306 WRIGHTSVILLE AVE #201 WILMINGTON, NC 28403; INSURANCE AGENT; START 11/1982; 1HRS/month; 1HR/TRADING; PERSONAL PROPERTY MANAGEMENT, PROPERTIES OWNED WITH WIFE EVENINGS/WEEKENDS. 2.) Deferred Sales Trust, 2306 Wrightsville Ave. #201, Wilmington NC, Agent, Start Date 3/2017, Investment Related, offering investment services to Trusts, 10 hours per month, 10 hours during trading activity per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-10 |
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