Richard Clement Goldman

Current Employers

Conscient Capital, Llc

Phoenix, AZ • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APP_PEND_IARCE	2026-01-01
AZ	RA	APPROVED	2009-10-08

NJ RA
APP_PEND_IARCE

Since 2026-01-01
AZ RA
APPROVED

Since 2009-10-08

Branch Locations

Phoenix, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Interwealth Management Advisors, Llc	Scottsdale	AZ	10/2007	Present
Mutual Securities, Inc.	Scottsdale	AZ	09/2009	Present

10/2007 → Present

Interwealth Management Advisors, Llc

Scottsdale, AZ
09/2009 → Present

Mutual Securities, Inc.

Scottsdale, AZ

Previous Registrations

2006-06-09 → 2008-08-18

Wells Fargo Advisors Financial Network, Llc

Scottsdale, AZ

Scottsdale, AZ

Scottsdale, AZ
2008-08-15 → 2008-08-18

Triad Advisors Llc

Atlanta, GA

Scottsdale, AZ

Other Businesses

RICH GOLDMAN ASSET MANAGEMENT - RIA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-06-08
S63	Uniform Securities Agent State Law Examination	1986-02-26

S65 Uniform Investment Adviser Law Examination

2006-06-08
S63 Uniform Securities Agent State Law Examination

1986-02-26

View on SEC IAPD