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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-25
PA RA APPROVED 2012-12-21
  • TX RA
    APPROVED_RES
    Since 2014-06-25
  • PA RA
    APPROVED
    Since 2012-12-21

Branch Locations

5862 Baum Blvd, Pittsburgh, PA 15206 • United States

Pittsburgh, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburg PA 12/2012 Present
Bank Of America, N.A. Pittsburgh PA 02/2013 Present
Previous Registrations
  • 2006-10-10 → 2012-12-04
    Pittsburgh, PA
    Pittsburgh, PA
    St Louis, MO
    Pittsburgh, PA
Other Businesses

I*1515274 For profit or not for profit: Name of outside business organization: DHL TR AKA Dena Hofkosh Lvg Tr Investment related: N Address of business: Pittsburgh, Pennsylvania, 15217, United States Nature of business: Position, title, association: Successor Trustee, Start date of relationship: 1/1/2028 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I*2208298, Entity Type: , Name of OBA: MLPF&S CUST FPO M L H IRA FBO M L H, Address: Andrews, South Carolina, 29510, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 19-Feb-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: I*4997268, Entity Type: , Name of OBA: Rental Property - 20-Jul-26 - 1, Address: Pittsburgh, Pennsylvania, 15217, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 08/18/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-28
  • S66 Uniform Combined State Law Examination
    2006-09-28

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