Frederick Arvey Savel

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2021-07-21

MO RA
APPROVED

Since 2021-07-21

Branch Locations

St Louis, MO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Bank	St. Louis	MO	08/2012	01/2017
Infinex Investments, Inc.	Meriden	CT	01/2017	05/2017
Wells Fargo Clearing Services, Llc	Chesterfield	MO	05/2017	04/2019
Pnc Investments	Pittsburgh	PA	04/2019	07/2021
Lpl Financial Llc	St. Peters	MO	07/2021	Present

08/2012 → 01/2017

First Bank

St. Louis, MO
01/2017 → 05/2017

Infinex Investments, Inc.

Meriden, CT
05/2017 → 04/2019

Wells Fargo Clearing Services, Llc

Chesterfield, MO
04/2019 → 07/2021

Pnc Investments

Pittsburgh, PA
07/2021 → Present

Lpl Financial Llc

St. Peters, MO

Previous Registrations

2019-04-12 → 2021-07-23

Pnc Wealth Management Llc

St. Louis, MO

St. Louis, MO

St. Louis, MO

Webster Groves, MO

Clayton, MO

St. Louis, MO
2017-05-17 → 2019-04-04

Wells Fargo Clearing Services, Llc

Chesterfield, MO

Chesterfield, MO
2017-01-18 → 2017-05-17

Osaic Institutions, Inc.

Creve Coer, MO

Charlotte, NC

Creve Coeur, MO
2012-08-22 → 2017-01-25

First Brokerage America, L.L.C.

Clayton, MO

Creve Couer, MO
2010-11-16 → 2012-08-28

Woodbury Financial Services, Inc.

Chesterfield, MO
2002-05-28 → 2010-11-19

U.S. Bancorp Investments, Inc.

Creve Coeur, MO

Saint Louis, MO

Saint Louis, MO

Saint Louis, MO

Other Businesses

1) 7/2021- Cornerstone Wealth Management LLC- DBA for LPL Business (entity for LPL business)- Inv. Related-St. Peters, MO 2) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 3) 12/30/2024 - Uber - Other - Uber Driver - Not Investment Related - Home Based - Start Date 12/30/2024 - 10 hours per month/ 0 hours during trading 4) 12/30/2024 - Door Dash - Other - Door Dash - Not Investment Related - Home Based - Start Date 12/30/2024 - 10 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-10-27

S66 Uniform Combined State Law Examination

2000-10-27

View on SEC IAPD