Douglas Norman Geisser

Romano Brothers And Company

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Current Employers

Romano Brothers And Company

1560 Sherman Avenue Ste 1300, Evanston, IL 60201 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-10-30
UT	RA	APPROVED	2025-03-31
DC	RA	APPROVED	2023-04-19
TX	RA	APPROVED_RES	2021-01-21
OR	RA	APPROVED	2019-11-08
FL	RA	APPROVED	2019-02-20
AZ	RA	APPROVED	2019-01-29
WI	RA	APPROVED	2019-01-17
IN	RA	APPROVED	2018-10-19
CO	RA	APPROVED	2018-10-12
CA	RA	APPROVED	2018-09-27
IL	RA	APPROVED	1998-06-25

WA RA
APPROVED

Since 2025-10-30
UT RA
APPROVED

Since 2025-03-31
DC RA
APPROVED

Since 2023-04-19
TX RA
APPROVED_RES

Since 2021-01-21
OR RA
APPROVED

Since 2019-11-08
FL RA
APPROVED

Since 2019-02-20
AZ RA
APPROVED

Since 2019-01-29
WI RA
APPROVED

Since 2019-01-17
IN RA
APPROVED

Since 2018-10-19
CO RA
APPROVED

Since 2018-10-12
CA RA
APPROVED

Since 2018-09-27
IL RA
APPROVED

Since 1998-06-25

Branch Locations

Naples, FL • United States

1560 Sherman Avenue Suite 1300, Evanston, IL 60201 • UNITED STATES

1560 Sherman Avenue Ste 1300, Evanston, IL 60201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Romano Brothers And Company	Evanston	IL	04/1990	Present

04/1990 → Present

Romano Brothers And Company

Evanston, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-02-17
S63	Uniform Securities Agent State Law Examination	1985-03-21

S66 Uniform Combined State Law Examination

1998-02-17
S63 Uniform Securities Agent State Law Examination

1985-03-21

Other Names

Douglas N Geisser

View on SEC IAPD

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