Stephen Anthony Fornarola

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-10
NY	RA	APPROVED	2021-08-06

FL RA
APPROVED

Since 2026-02-10
NY RA
APPROVED

Since 2021-08-06

Branch Locations

Tampa, FL • United States

80 Linden Oaks Suite 220, Rochester, NY 14625-2809 • United States

Webster, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Rochester	NY	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Rochester, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-04-11
S63	Uniform Securities Agent State Law Examination	1985-07-11

S65 Uniform Investment Adviser Law Examination

2006-04-11
S63 Uniform Securities Agent State Law Examination

1985-07-11

View on SEC IAPD

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