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Amy Moore

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burlington, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1990-05-30
  • TX RA
    APPROVED_RES
    Since 1990-05-30

Branch Locations

25 Burlington Mall Rd, Burlington, MA 01803 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 11/1982 Present
Bank Of America, Na Burlington MA 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-28
S63 Uniform Securities Agent State Law Examination 1983-07-29
  • S65 Uniform Investment Adviser Law Examination
    1992-07-28
  • S63 Uniform Securities Agent State Law Examination
    1983-07-29
Other Names
  • Amy Louise Botto
  • Amy Louise Moore

View on SEC IAPD

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