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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-08-25 |
| TX | RA | APPROVED_RES | 2023-07-25 |
Branch Locations
10900 Ne 4Th Street, Ste 2260, Bellevue, WA 98004 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Bellevue | WA | 06/2009 | 07/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2023 |
| Lpl Financial Llc | Bellevue | WA | 07/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
1) 07/25/2023 - Pinnacle Private Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv. Related- At reported business location(s) - Start Date 7/25/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-26 |
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