Mark Charles Niemi

Current Employers

Employment History

• 01/1987 → Present
  Niemi Investments
  Bellevue, WA
• 01/1989 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Maple Valley, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Maple Valley, WA
• 11/2020 → 11/2024
  Arbor Point Advisors
  Maple Valley, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Maple Valley, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Maple Valley, WA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2020-11-06 → 2024-11-08
  Arbor Point Advisors
  Maple Valley, WA
• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Maple Valley, WA
• 1990-05-30 → 2020-11-06
  Kms Financial Services, Inc.
  Maple Valley, WA
  Maple Valley, WA
  Seattle, WA
  Seattle, WA

Other Businesses

***NIEMI FINANCIAL SERVICES POSITION: advisor/representative NATURE: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2010 ADDRESS: 23512 264th Ave SE, Maple Valley WA 98038, United States DESCRIPTION: Fee based accounts held at Pershing ***NIEMI FINANCIAL SERVICES POSITION: owner NATURE: Advisory- Arbor Point Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 10/13/2014 ADDRESS: 23512 264th Ave SE, Maple Valley WA 98038, United States DESCRIPTION: advisory services for fee based accounts at Pershing or TD Ameritrade ***DBA - Niemi Financial Services ***RENTAL HOUSE POSITION: joint owner NATURE: joint ownership of house that my daughter is going to live in INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2026 ADDRESS: 23625 SE 225th St., maple valley WA 98038, United States DESCRIPTION: collect rent and pay bills

Exams

• S66 Uniform Combined State Law Examination
  2014-07-14
• S63 Uniform Securities Agent State Law Examination
  1983-06-30