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Donald Lee Smith

Provident Wealth Management Inc

Erie, PA

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Current Employers
Provident Wealth Management Inc

3527 West 26Th Street, Erie, PA 16506 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 1992-01-07
  • PA RA
    APPROVED
    Since 1992-01-07

Branch Locations

3527 West 26Th Street, Erie, PA 16506 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Provident Wealth Management, Inc. Erie PA 08/1987 Present
Provident Private Capital Partners, Inc. Erie PA 09/1997 03/2020
Other Businesses

PROVIDENT WEALTH MANAGEMENT, INC. 3527 W. 26TH STREET, ERIE, PA 16506 FINANCIAL PLANNERS AND REGISTERED INVESTMENT ADVISORS POSITION AND TITLE: OWNER/PRINCIPAL/PRESIDENT RELATIONSHIP WITH OTHER BUSINESS: SAME OWNER NO. OF HOURS TOTAL: APPROX 120 PER MONTH NO. OF HOURS DURING SECURITY TRADING HOURS: APPROX. 480 PER MONTH DUTIES: PRESIDENT/OWNER/PRINCIPAL, FINANCIAL PLANNING, FINANCIAL CONSULTING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1990-09-25
S63 Uniform Securities Agent State Law Examination 1983-06-03
  • S65 Uniform Investment Adviser Law Examination
    1990-09-25
  • S63 Uniform Securities Agent State Law Examination
    1983-06-03
Designations

View on SEC IAPD

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