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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-12-03 |
Branch Locations
53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-05-24 |
| CA | RA | APPROVED | 2024-05-23 |
| NH | RA | APPROVED | 2024-05-23 |
| TX | RA | APPROVED_RES | 2024-05-23 |
| CT | RA | APPROVED | 2024-05-22 |
| NY | RA | APPROVED | 2024-05-22 |
| VT | RA | APPROVED | 2024-05-22 |
| MA | RA | APPROVED | 2019-07-24 |
Branch Locations
53 State Street 28Th Floor, Boston, MA 02109 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Boston | MA | 08/2016 | 11/2016 |
| Wells Fargo Bank | Boston | MA | 04/2014 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Boston | MA | 11/2016 | 06/2019 |
| Boston Private Wealth Llc | Boston | MA | 07/2019 | 04/2022 |
| Svb Wealth Llc | Boston | MA | 04/2022 | Present |
| First Citizens Investor Services | Raleigh | NC | 07/2025 | Present |
Rental property; owner of investment property, 5 individual condos rentals, management needs, outsourced to a professional service firm; start 1/10/1992; O hours per month; 0 hours during trading hours. First Citizens Investor Services; 8540 Colonnade Center Drive Raleigh, NC 27615; Wealth Consultant, start date 8/5/2025; FCIS is a division of my current full time employer. i am a SVBW registered associate becoming registered with FCIS. 40 hours/week.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-08-27 |
| S66 | Uniform Combined State Law Examination | 2017-01-26 |
| S65 | Uniform Investment Adviser Law Examination | 2008-02-07 |
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