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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-12-03
  • MA RA
    APPROVED
    Since 2025-12-03

Branch Locations

53 State St 28Th Floor, Boston, MA 02109 • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-05-24
CA RA APPROVED 2024-05-23
NH RA APPROVED 2024-05-23
TX RA APPROVED_RES 2024-05-23
CT RA APPROVED 2024-05-22
NY RA APPROVED 2024-05-22
VT RA APPROVED 2024-05-22
MA RA APPROVED 2019-07-24
  • IA RA
    APPROVED
    Since 2024-05-24
  • CA RA
    APPROVED
    Since 2024-05-23
  • NH RA
    APPROVED
    Since 2024-05-23
  • TX RA
    APPROVED_RES
    Since 2024-05-23
  • CT RA
    APPROVED
    Since 2024-05-22
  • NY RA
    APPROVED
    Since 2024-05-22
  • VT RA
    APPROVED
    Since 2024-05-22
  • MA RA
    APPROVED
    Since 2019-07-24

Branch Locations

53 State Street 28Th Floor, Boston, MA 02109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Boston MA 08/2016 11/2016
Wells Fargo Bank Boston MA 04/2014 06/2019
Wells Fargo Clearing Services, Llc Boston MA 11/2016 06/2019
Boston Private Wealth Llc Boston MA 07/2019 04/2022
Svb Wealth Llc Boston MA 04/2022 Present
First Citizens Investor Services Raleigh NC 07/2025 Present
  • 08/2016 → 11/2016
    Wells Fargo Advisors
    Boston, MA
  • 04/2014 → 06/2019
    Wells Fargo Bank
    Boston, MA
  • 11/2016 → 06/2019
    Boston, MA
  • 07/2019 → 04/2022
    Boston Private Wealth Llc
    Boston, MA
  • 04/2022 → Present
    Svb Wealth Llc
    Boston, MA
  • 07/2025 → Present
    First Citizens Investor Services
    Raleigh, NC
Previous Registrations
Other Businesses

Rental property; owner of investment property, 5 individual condos rentals, management needs, outsourced to a professional service firm; start 1/10/1992; O hours per month; 0 hours during trading hours. First Citizens Investor Services; 8540 Colonnade Center Drive Raleigh, NC 27615; Wealth Consultant, start date 8/5/2025; FCIS is a division of my current full time employer. i am a SVBW registered associate becoming registered with FCIS. 40 hours/week.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-27
S66 Uniform Combined State Law Examination 2017-01-26
S65 Uniform Investment Adviser Law Examination 2008-02-07
  • S63 Uniform Securities Agent State Law Examination
    2026-08-27
  • S66 Uniform Combined State Law Examination
    2017-01-26
  • S65 Uniform Investment Adviser Law Examination
    2008-02-07
Other Names
  • Michael Charles Ncnabb
  • Michael Charles Mcnabb

View on SEC IAPD

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