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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2020-12-09 |
| FL | RA | APPROVED | 2020-10-14 |
| TX | RA | APPROVED_RES | 2020-10-13 |
Branch Locations
3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States
500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States
Palm Beach Gardens, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Inc. | Providence | RI | 10/1998 | 10/2020 |
| Janney Montgomery Scott Llc | North Palm Beach | FL | 12/2019 | 10/2020 |
| Rbc Capital Markets, Llc | Palm Beach Gardens | FL | 10/2020 | Present |
| Rbc Capital Markets, Llc | Providence | RI | 10/2020 | Present |
| City National Bank | Providence | RI | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-06-01 |
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