Richard David Scott

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-08-14

PA RA
APPROVED

Since 2024-08-14

Branch Locations

Berwyn, PA • United States

1055 Westlakes Dr, 3Rd Floor, Berwyn,, PA 19312 • United States

150 S Warner Rd Ste 220, King Of Prussia, PA 19406 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Securities Corporation	Wayne	PA	07/2008	06/2019
Lincoln Financial Advisors	Wayne	PA	06/2019	08/2024
Lpl Financial, Llc	Berwyn	PA	08/2024	Present

07/2008 → 06/2019

Lincoln Financial Securities Corporation

Wayne, PA
06/2019 → 08/2024

Lincoln Financial Advisors

Wayne, PA
08/2024 → Present

Lpl Financial, Llc

Berwyn, PA

Previous Registrations

2019-06-04 → 2024-08-16

Osaic Fa, Inc.

Wayne, PA

Cherry Hill, NJ

Wayne, PA

Berwyn, PA
2012-05-01 → 2019-06-06

Osaic Fs, Inc.

Wayne, PA

Other Businesses

1- 07/2024 / PFG Advisors / DBA for LPL Business (entity for LPL business) / Inv Related 2- 07/2024 / Academy Financial / DBA for LPL Business (entity for LPL business) / Inv Related 3- 07/2024 / Richard Scott Insurance / Insurance Agency / Inv Related / 40 hrs mnth / 2 hrs during trading / start 07/01/2024

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-07-28

S63 Uniform Securities Agent State Law Examination

1983-07-28

View on SEC IAPD