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Allen Harris Smith

Cibc Private Wealth Advisors, Inc.

Chicago, IL

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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-09
CA RA APPROVED 2024-08-01
WA RA APPROVED 2023-02-15
NY RA APPROVED 2023-02-09
AZ RA APPROVED 2018-01-17
NE RA APPROVED 2017-11-22
UT RA APPROVED 2017-11-21
IL RA APPROVED 2017-11-20
IN RA APPROVED 2017-11-20
KS RA APPROVED 2017-11-20
MI RA APPROVED 2017-11-20
TX RA APPROVED 2017-11-20
  • FL RA
    APPROVED
    Since 2025-09-09
  • CA RA
    APPROVED
    Since 2024-08-01
  • WA RA
    APPROVED
    Since 2023-02-15
  • NY RA
    APPROVED
    Since 2023-02-09
  • AZ RA
    APPROVED
    Since 2018-01-17
  • NE RA
    APPROVED
    Since 2017-11-22
  • UT RA
    APPROVED
    Since 2017-11-21
  • IL RA
    APPROVED
    Since 2017-11-20
  • IN RA
    APPROVED
    Since 2017-11-20
  • KS RA
    APPROVED
    Since 2017-11-20
  • MI RA
    APPROVED
    Since 2017-11-20
  • TX RA
    APPROVED
    Since 2017-11-20

Branch Locations

181 West Madison Street 35Th Floor, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gnv Advisors, Llc Chicago IL 04/2012 10/2017
Geneva Investment Management Of Chicago, Llc Chicago IL 04/2012 10/2017
Atlantic Trust Investment Advisors Chicago IL 10/2017 10/2017
Cibc Private Wealth Advisors, Inc Chicago IL 11/2017 Present
  • 04/2012 → 10/2017
    Gnv Advisors, Llc
    Chicago, IL
  • 04/2012 → 10/2017
    Geneva Investment Management Of Chicago, Llc
    Chicago, IL
  • 10/2017 → 10/2017
    Atlantic Trust Investment Advisors
    Chicago, IL
  • 11/2017 → Present
    Cibc Private Wealth Advisors, Inc
    Chicago, IL
Previous Registrations
  • 2012-05-08 → 2017-09-01
    Geneva Advisors, Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-07
S63 Uniform Securities Agent State Law Examination 1983-06-13
  • S65 Uniform Investment Adviser Law Examination
    2012-05-07
  • S63 Uniform Securities Agent State Law Examination
    1983-06-13

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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