Jacob Eliahu Shulam

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2022-08-31
NH	RA	APPROVED	2021-04-30
TX	RA	APPROVED	2021-04-30

AZ RA
APPROVED

Since 2022-08-31
NH RA
APPROVED

Since 2021-04-30
TX RA
APPROVED

Since 2021-04-30

Branch Locations

Lake Havasu City, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Laconia	NH	10/2015	04/2021
Lpl Financial, Llc	Lake Havasu City	AZ	04/2021	Present

10/2015 → 04/2021

Voya Financial Advisors

Laconia, NH
04/2021 → Present

Lpl Financial, Llc

Lake Havasu City, AZ

Previous Registrations

2016-03-24 → 2021-05-03

Voya Financial Advisors, Inc.

Danvers, MA

Laconia, NH
2004-11-29 → 2015-11-11

Investors Capital Corp.

Lynnfield, MA

Danvers, MA

Peabody, MA

Danvers, MA
2004-07-21 → 2004-12-17

Sentinel Pension Advisors, Llc.

Wakefield, MA

Other Businesses

1) 2000 - Non-Variable Insurance - Shulam Financial Services - Investment Related - 1% - Laconia, NH 03246 2) 2000 - DBA for LPL Business (entity for LPL business) - Shulam Financial Services - Investment Related - 100% - Laconia, NH 03246

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-06-14

S63 Uniform Securities Agent State Law Examination

1983-06-14

Designations

Other Names

Jake Shulam
Jacob Eliahu Shulam

View on SEC IAPD