Peter Traugott Lawler

Current Employers

The Caprock Group, Llc

800 West Main Street Suite 1150, Boise, ID 83702 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-05-22

SC RA
APPROVED

Since 2024-05-22

Branch Locations

Bluffton, SC • United States

800 West Main Street Suite 1150, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Quivet Neck Capital Llc	Wilmette	IL	01/2009	Present
Apex Clearing	Dallas	TX	06/2012	05/2017
Retired	Wilmette	IL	05/2017	06/2018
Grey Street Capital	Chicago	IL	06/2018	03/2024
The Caprock Group	Boise	ID	03/2024	Present

01/2009 → Present

Quivet Neck Capital Llc

Wilmette, IL
06/2012 → 05/2017

Apex Clearing

Dallas, TX
05/2017 → 06/2018

Retired

Wilmette, IL
06/2018 → 03/2024

Grey Street Capital

Chicago, IL
03/2024 → Present

The Caprock Group

Boise, ID

Previous Registrations

2018-10-16 → 2024-05-22

Grey Street Capital, Llc

Chicago, IL

Bluffton, SC

Chicago, IL

Other Businesses

QUIVET NECK CAPITAL; INVESTMENT RELATED; 01/01/2009; 10 HOURS/MONTH; 0 HOURS/MONTH DURING MARKET HOURS; WILMETTE, IL; MANAGING PARTNER; CONSULTING & PROPRIETARY INVESTMENTS; BOOKKEEPING DUTIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-04-27
S63	Uniform Securities Agent State Law Examination	2000-10-03

S65 Uniform Investment Adviser Law Examination

2018-04-27
S63 Uniform Securities Agent State Law Examination

2000-10-03

Other Names

Peter Traugott Lawler
Peter T Lawler

View on SEC IAPD