Best Investors Account Sign in

James Robert Abernethy

LPl Financial LLC

Littleton, CO

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-11-29
  • CO RA
    APPROVED
    Since 2017-11-29

Branch Locations

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Evergreen CO 09/2012 11/2017
Lpl Financial Llc Evergreen CO 11/2017 Present
  • 09/2012 → 11/2017
    Investment Centers Of America
    Evergreen, CO
  • 11/2017 → Present
    Lpl Financial Llc
    Evergreen, CO
Previous Registrations
  • 2012-09-19 → 2017-12-01
    Investment Centers Of America, Inc.
    Evergreen, CO
    Bismarck, ND
  • 2005-03-15 → 2012-10-03
    Lpl Financial Llc
    Evergreen, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-14
S63 Uniform Securities Agent State Law Examination 1991-09-18
  • S66 Uniform Combined State Law Examination
    2005-03-14
  • S63 Uniform Securities Agent State Law Examination
    1991-09-18
Other Names
  • Jim Abernethy

View on SEC IAPD

More in Littleton, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor