Keith R Brandt

Current Employers

Employment History

• 11/2012 → Present
  Kestra Private Wealth Services, Llc.
  San Diego, CA
• 02/2014 → Present
  Kestra Investment Services, Llc.
  San Diego, CA

Previous Registrations

• 2013-01-23 → 2014-03-05
  Lpl Financial Llc
  San Diego, CA
• 1997-07-08 → 2012-11-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Absarokee, MT
  Rancho Santa Fe, CA

Other Businesses

Name: CALIFORNIA WEALTH TRANSITIONS Investment Related: Yes Address: 3570 CARMEL MOUNTAIN OAD SUITE 150 SAN DIEGO CA 92030 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: CONSULTANT Start Date: 2/28/2014 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: financial planning, advice relative to Divorce planning, benefits analysis and asset valuations Name: THE BRANDT RANCH Investment Related: No Address: 134 TUTTLE LANE ABSOROKEE MT 59001 Nature of Business: Other Other/None of the Above Operating a ranch, we raise and sell hay and cattle Position, Title or Relationship: Owner Start Date: 12/31/2012 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% 10% (0 - 14 hours) Duties: Operating a ranch, we raise and sell hay and cattle

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-20
• S63 Uniform Securities Agent State Law Examination
  1983-05-25

Designations

Other Names

• Keith Richard Brandt
• Keith Richard Brandt