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Patrick John Mauro

Patrick Mauro Investment Advisor, Inc.

Oak Brook, IL

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Current Employers
Patrick Mauro Investment Advisor, Inc.

Oak Brook, IL • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-08-12
  • IL RA
    APPROVED
    Since 1998-08-12

Branch Locations

Oak Brook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Patrick Mauro Investment Advisor, Inc Oak Brook IL 07/1996 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-29
S63 Uniform Securities Agent State Law Examination 1988-03-24
  • S65 Uniform Investment Adviser Law Examination
    1996-07-29
  • S63 Uniform Securities Agent State Law Examination
    1988-03-24
Other Names
  • Pat Mauro

View on SEC IAPD

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