Best Investors Account Sign in
Claim This Profile
Current Employers
Advisers Investment Management, Inc.

1255 Lake Plaza Dr. Suite 244, Colorado Springs, CO 80906 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
OK RA APP_PEND_IARCE 2026-01-01
KS RA APPROVED 2017-06-06
TX RA APPROVED_RES 2017-01-06
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01
  • OK RA
    APP_PEND_IARCE
    Since 2026-01-01
  • KS RA
    APPROVED
    Since 2017-06-06
  • TX RA
    APPROVED_RES
    Since 2017-01-06

Branch Locations

512 N. Colorado, Walsh, CO 81090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc Walsh CO 07/2006 Present
Primerica Financial Services Walsh CO 10/2005 Present
Advisers Investment Management, Inc. Walsh CO 03/2015 Present
Previous Registrations
Other Businesses

SANDANCE EQUINE, LLC, 1/2018 - PRESENT, MANAGING MEMBER HORSE BREEDING OPERATION, 10 - HRS. PER MONTH ALLEY RANCHES, INC. - 3/2015 - PRESENT. PART TIME RANCH MANAGER & OPERATOR. 25 HRS. PER MONTH. Propery and casualty insurance sales - Tll Group, Inc. - CO License - non-resident license in NM, TX, OK, KS, & WY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-18
S63 Uniform Securities Agent State Law Examination 2008-10-17
  • S65 Uniform Investment Adviser Law Examination
    2011-08-18
  • S63 Uniform Securities Agent State Law Examination
    2008-10-17

View on SEC IAPD

More in Walsh, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor