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Daniel S Shaffer

Shaffer Asset Management, Inc.

Greenwich, CT

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Current Employers
Shaffer Asset Management, Inc.

Greenwich, CT • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2006-02-16
  • CT RA
    APPROVED
    Since 2006-02-16

Branch Locations

Greenwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shaffer Asset Management Inc Greenwich CT 10/1998 Present
Daniel S. Shaffer Greenwich CT 04/1989 Present
Daniel S. Shaffer Greenwich CT 04/2010 Present
  • 10/1998 → Present
    Shaffer Asset Management Inc
    Greenwich, CT
  • 04/1989 → Present
    Daniel S. Shaffer
    Greenwich, CT
  • 04/2010 → Present
    Daniel S. Shaffer
    Greenwich, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-27
S63 Uniform Securities Agent State Law Examination 1983-10-12
  • S65 Uniform Investment Adviser Law Examination
    1998-02-27
  • S63 Uniform Securities Agent State Law Examination
    1983-10-12
Designations
Other Names
  • Dan Shaffer

View on SEC IAPD

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