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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab And Company | Mount Kisco | NY | 09/2014 | 03/2024 |
| Town Of New Canaan | New Canaan | CT | 03/2024 | 02/2025 |
| Unemployed | Bethel | CT | 02/2025 | 09/2025 |
| Brian Keane | Westport | CT | 09/2025 | Present |
| Northwestern Mutual Investment Services Llc | Westport | CT | 09/2025 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-30 |
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