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Richard Claude Hogue

Rbc Capital Markets, LLC

Lake Oswego, OR

Beaverton, OR

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-08
OR RA APPROVED 2007-08-10
  • TX RA
    APPROVED_RES
    Since 2010-02-08
  • OR RA
    APPROVED
    Since 2007-08-10

Branch Locations

4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States

Beaverton, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Portland OR 03/2008 Present
City National Bank Portland OR 11/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-09
S63 Uniform Securities Agent State Law Examination 1983-05-27
  • S66 Uniform Combined State Law Examination
    2007-08-09
  • S63 Uniform Securities Agent State Law Examination
    1983-05-27

View on SEC IAPD

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MARCUS CHRISTIAN PARKER
JEFFREY DAVID KANTOR
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Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
PACIFIC RIDGE CAPITAL PARTNERS, LLC · LAKE OSWEGO, OR

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