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Current Employers
The Von Dohlen Knuffke Financial Group, Llc

San Antonio, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-02-22
  • TX RA
    APPROVED
    Since 2017-02-22

Branch Locations

San Antonio, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Von Dohlen Knuffke Financial Group, Llc San Antonio TX 01/2015 Present
Previous Registrations
  • 2015-01-21 → 2016-12-31
    San Antonio, TX
  • 2015-01-21 → 2015-12-31
    San Antonio, TX
  • 2007-05-08 → 2014-12-31
    Next Financial Group, Inc.
    Houston, TX
    San Antonio, TX
  • 2006-10-24 → 2007-05-10
    New England Securities
    Austin, TX
    San Antonio, TX
    San Antonio, TX
  • 2000-06-09 → 2006-10-04
    Msi Financial Services, Inc.
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
Other Businesses

1) THE VON DOHLEN KNUFFKE FINANCIAL GROUP-DBA, INSURANCE SALES, 10% TIME SPENT, 50% OWNERSHIP;5% COMP;CONSULTANT;INDEFINITE TERM. 2) THE VON DOHLEN KNUFFKE FINANCIAL GROUP, INC.; S CORPORATION; ADP PARTNER CONTRACT; OWNER; 1% TIME SPENT; 50% OWNERSHIP; UNKNOWN COMP; PRESENT TO FUTURE 3) ALLIED WOMEN CENTER (OF SAN ANTONIO); NOT-FOR-PROFIT ORGANIZATION; BOARD MEMBER OF A NON-PROFIT ORGANIZATION; DIRECTOR; 5% TIME SPENT; 0% OWNERSHIP; $0 COMP; 5-10 YEARS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-31
S63 Uniform Securities Agent State Law Examination 1987-03-07
  • S65 Uniform Investment Adviser Law Examination
    1999-05-31
  • S63 Uniform Securities Agent State Law Examination
    1987-03-07

View on SEC IAPD

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