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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-04-25 |
| TX | RA | APPROVED_RES | 2022-04-22 |
Branch Locations
1408 Currier Ln, Knoxville, TN 37919 • United States
Knoxville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Knoxville | TN | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Knoxville | TN | 11/2016 | 04/2022 |
| Ameriprise Financial Services, Llc | Knoxville | TN | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-21 |
| S65 | Uniform Investment Adviser Law Examination | 1995-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-12 |
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