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George Michael Miller

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2003-04-01
  • FL RA
    APPROVED
    Since 2003-04-01

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 11/1991 Present
Optionsxpress, Inc. Orlando FL 09/2011 10/2017
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-07-31
  • S63 Uniform Securities Agent State Law Examination
    1984-07-31
Other Names
  • George Miller

View on SEC IAPD

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