John Franklin Moore

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2003-12-19

TX RA
APPROVED

Since 2003-12-19

Branch Locations

5420 Lyndon B Johnson 2 Lincoln Centre # 1300, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Ins. Co.	Mil	WI	06/1978	Present
Northwestern Mutual Investment Services, Llc	Dallas	TX	09/1988	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	05/2007	Present

06/1978 → Present

Northwestern Mutual Life Ins. Co.

Mil, WI
09/1988 → Present

Northwestern Mutual Investment Services, Llc

Dallas, TX
05/2007 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Previous Registrations

2003-07-21 → 2007-04-30

Northwestern Mutual Wealth Management Company

Milwaukee, WI
2001-10-10 → 2006-01-27

Network Planning Advisors, L.L.C.

Dallas, TX

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-08
S63	Uniform Securities Agent State Law Examination	1989-12-12

S65 Uniform Investment Adviser Law Examination

1999-11-08
S63 Uniform Securities Agent State Law Examination

1989-12-12

Designations

Other Names

John Franklin Jr Moore

View on SEC IAPD