Stephen Joseph Locke

Current Employers

First Advisors National, Llc

1372 Peachtree Street Ne, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2014-04-02

VA RA
APPROVED

Since 2014-04-02

Branch Locations

640-111 Warrior Dr, Stephens City, VA 22655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Amerus	Des Moines	IA	10/2002	Present
United Producers Group	Salem	VA	07/2002	Present
Life/Annuity Insurance Partners Agency, Inc	Salem	VA	07/2002	Present
Alphastar Capital Management	Cornelius	NC	11/2012	Present

10/2002 → Present

Amerus

Des Moines, IA
07/2002 → Present

United Producers Group

Salem, VA
07/2002 → Present

Life/Annuity Insurance Partners Agency, Inc

Salem, VA
11/2012 → Present

Alphastar Capital Management

Cornelius, NC

Previous Registrations

2012-11-30 → 2014-04-01

Alphastar Capital Management

Cross Junction, VA

Cornelius, NC
2005-07-14 → 2006-12-20

Tower Square Securities, Inc.

Winchester, VA

Cross Junction, VA

Winchester, VA
2004-11-09 → 2005-03-14

Uvest Financial Services Group, Inc.

Winchester, VA
1999-08-06 → 2002-07-30

Woodbury Financial Services, Inc.

Salem, VA

Other Businesses

LICENSED INSURANCE AGENT, SELLS LIFE INSURANCE AND FIXED ANNUITY PRODUCTS. 10 HRS PER MONTH; 8 HRS DURING MARKET HRS. LEGALSHIELD CONSULTANT. MARKETS PREPAID LEGAL PLANS AND IDENTITY THEFT SOLUTIONS. 2 HRS DEVOTED PER MONTH; 0 HRS DURING MARKET HRS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-11-25
S63	Uniform Securities Agent State Law Examination	1983-06-27

S65 Uniform Investment Adviser Law Examination

1998-11-25
S63 Uniform Securities Agent State Law Examination

1983-06-27

Designations

Other Names

Steve Joseph Locke

View on SEC IAPD