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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-14 |
| CA | RA | APPROVED | 2000-08-18 |
Branch Locations
Newport Beach, CA • United States
888 San Clemente Drive, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Newport Beach | CA | 08/2000 | Present |
University of Maryland Alumni Association / College Park United States,California www.alumni.umd.edu / No/ 10/3/2013 organize social and fund raising events in orange county ca. / No / Other / group leader of orange county ca. maryland alumni association / fund raising, charity, and social events / Start Date 10/1/13
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1983-05-25 |
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