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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-07-12
MN RA APPROVED 2013-11-20
TX RA APPROVED_RES 2006-10-06
  • PA RA
    APPROVED
    Since 2019-07-12
  • MN RA
    APPROVED
    Since 2013-11-20
  • TX RA
    APPROVED_RES
    Since 2006-10-06

Branch Locations

3800 American Blvd Ste 900, Bloomington, MN 55431 • United States

Chanhassen, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bloomington MN 09/2005 03/2020
Ameriprise Financial Services, Llc Bloomington MN 03/2020 Present
Other Businesses

Business Ownership; JW and Assoc.; Staff payroll and expenses.; Payroll and expenses.; 3800 American Blvd, , Bloomington, MN, 55435; Not Investment-Related; 04/06/2006; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-30
S63 Uniform Securities Agent State Law Examination 1983-04-11
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
  • S63 Uniform Securities Agent State Law Examination
    1983-04-11
Designations

View on SEC IAPD

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