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Stephen Ross Spears

Ameriprise Financial Services, LLC

San Antonio, TX

San Antonio, TX

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-10
  • TX RA
    APPROVED
    Since 2024-07-10

Branch Locations

San Antonio, TX • United States

10001 Reunion Pl Ste 422, San Antonio, TX 78216-4127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost National Bank San Antonio TX 07/1991 07/2024
Frost Brokerage Services, Inc. San Antonio TX 08/1997 07/2024
Ameriprise Financial Services Llc San Antonio TX 07/2024 Present
  • 07/1991 → 07/2024
    Frost National Bank
    San Antonio, TX
  • 08/1997 → 07/2024
    Frost Brokerage Services, Inc.
    San Antonio, TX
  • 07/2024 → Present
    Ameriprise Financial Services Llc
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-11
  • S63 Uniform Securities Agent State Law Examination
    1997-09-11
Designations

View on SEC IAPD

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