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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2018-06-13
  • OH RA
    APPROVED
    Since 2018-06-13

Branch Locations

125 East Lawn Drive, Marion, OH 43302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 12/2014 05/2018
Cetera Investment Services Llc St Cloud MN 06/2018 Present
Cetera Investment Advisers Llc Marion OH 06/2018 Present
The First Citizens National Bank Marion OH 06/2018 Present
Previous Registrations
Other Businesses

1. EXEUCTOR OF MOTHER'S ESTATE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-17
S63 Uniform Securities Agent State Law Examination 2008-05-05
  • S66 Uniform Combined State Law Examination
    2018-05-17
  • S63 Uniform Securities Agent State Law Examination
    2008-05-05

View on SEC IAPD

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