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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-06-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Huntington Investment Company | Columbus | OH | 12/2014 | 05/2018 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2018 | Present |
| Cetera Investment Advisers Llc | Marion | OH | 06/2018 | Present |
| The First Citizens National Bank | Marion | OH | 06/2018 | Present |
1. EXEUCTOR OF MOTHER'S ESTATE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-05 |
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