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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-21
NJ RA APPROVED 2017-12-13
  • TX RA
    APPROVED
    Since 2017-12-21
  • NJ RA
    APPROVED
    Since 2017-12-13

Branch Locations

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Weichert Realtors Clifton NJ 09/2013 11/2017
Valley National Bank Totowa NJ 10/2015 01/2017
Cetera Investment Services Llc St. Cloud MN 10/2015 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 11/2017 Present
  • 09/2013 → 11/2017
    Weichert Realtors
    Clifton, NJ
  • 10/2015 → 01/2017
    Valley National Bank
    Totowa, NJ
  • 10/2015 → 12/2016
    Cetera Investment Services Llc
    St. Cloud, MN
  • 11/2017 → Present
    Short Hills, NJ
Other Businesses

I*3764271, Entity Type: Entity For Profit, Name of OBA: uTest, Address: Framingham, Massachusetts, 01701, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 03/02/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I will be reading in Hungarian and verifying if the translations are accurate. This is a website www.utest.com that tests the accuracy of translation services offered online.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-31
S63 Uniform Securities Agent State Law Examination 2003-03-18
  • S66 Uniform Combined State Law Examination
    2017-03-31
  • S63 Uniform Securities Agent State Law Examination
    2003-03-18
Other Names
  • Yvette Margaret Lippoczy
  • Yvette Margaret Monica Lippoczy
  • Yvette Domosi
  • Yvette Monica Lippoczy
  • Yvette Margaret Monika Lippoczy
  • Yvette Margaret Lippoczy Khan
  • Yvette M Lippoczy Khan
  • Yvette M Domosi
  • Yvette Margaret Monika Lippoczy
  • Yvette Margaret Lippoczy Khan
  • Yvette M Lippoczy Khan
  • Yvette Margaret Lippoczy-Khan
  • Yvette M.M. Lippoczy
  • Yvette Lippoczy-Domosi
  • Yvette Lippoczy

View on SEC IAPD

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