Thomas Lee Henry

Current Employers

Employment History

• 12/1998 → 04/2020
  The Principal Financial Group
  Maitland, FL
• 12/1998 → 04/2020
  Princor Financial Services Corporation
  Maitland, FL
• 03/2016 → 04/2020
  Virtus Financial Partners
  Maitland, FL
• 05/2020 → Present
  Lpl Financial Llc
  Altamonte Springs, FL
• 07/2026 → Present
  Synergy Investment Management, Llc
  Altamonte Springs, FL

Previous Registrations

• 1999-01-07 → 2020-05-13
  Principal Securities, Inc.
  Maitland, FL
  Maitland, FL
  Jacksonville, FL

Other Businesses

1. Synergy Wealth Alliance - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) – Wealth Management Advisor - Started 03/15/2020 – 100 Hours Per Month/100 Hours During Securities Trading - I provide investment advisory services to Synergy Investment Management, LLC, an independent investment advisor firm. 2. 12/10/2021 - TLH Financial, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 01/01/2022 - 2 Hours Per Month/0 Hours During Securities Trading. 3. 02/13/2026 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/16/2021 - 20 hours per month/ 15 hours during trading 4. 02/25/2026 - Structured Health Underwriters, LLC - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/16/2026 - 2 hours per month/ during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-01-18

Other Names

• Tom Henry