James John Kropog

Current Employers

Kropog Financial Group, Llc

2895 Highway 190 Ste 205, Mandeville, LA 70471 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2016-04-04
TX	RA	APPROVED	2016-03-28

LA RA
APPROVED

Since 2016-04-04
TX RA
APPROVED

Since 2016-03-28

Branch Locations

2895 Highway 190 Ste 205, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Mandeville	LA	02/2004	Present
Kropog Financial Group, Llc	Mandeville	LA	03/2016	Present

02/2004 → Present

Lpl Financial Llc

Mandeville, LA
03/2016 → Present

Kropog Financial Group, Llc

Mandeville, LA

Other Businesses

(1) 08/01/2011 - No Business Name - DBA for LPL Business (entity for LPL business) - KROPOG FINANCIAL GROUP, LLC - INV REL - At Reported Business Location(s) (2) 06/22/2016 - Kropog Financial Group, LLC - Registered Investment Advisor - (Hybrid) Kropog Financial Group, LLC - INV REL - Start 04/01/2016 - 2895 Hwy 190, Suite 205, Mandeville, LA 70471 - We mostly provide financial plans as a service covered by our advisory fee. Occasionally, we provide our services for an hourly or flat fee. All IAR's with the new RIA are registered with LPL. The RIA is also the DBA for our LPL business. - 150 Hr/Mo; 120 During Secs Trdg Hrs

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-17
S63	Uniform Securities Agent State Law Examination	1996-09-05

S65 Uniform Investment Adviser Law Examination

1999-12-17
S63 Uniform Securities Agent State Law Examination

1996-09-05

Designations

Other Names

Jim Kropog
James John (Jr) Kropog

View on SEC IAPD