Leslie Jay Wolfson

Current Employers

Wolfson Wealth Management

Isleton, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-10-20
TX	RA	APPROVED_RES	2024-06-12

CA RA
APPROVED

Since 2025-10-20
TX RA
APPROVED_RES

Since 2024-06-12

Branch Locations

Iselton, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wolfson Wealth Management	Isleton	CA	06/2010	Present
Delta Brokers	Isleton	CA	01/2011	Present

06/2010 → Present

Wolfson Wealth Management

Isleton, CA
01/2011 → Present

Delta Brokers

Isleton, CA

Previous Registrations

2010-06-22 → 2010-12-31

Wolfson Wealth Management

Isleton, CA
2009-06-01 → 2010-06-30

Morgan Stanley

Stockton, CA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Stockton, CA

Isleton, CA
2004-09-17 → 2007-04-02

Morgan Stanley Dw Inc.

Isleton, CA
1997-07-08 → 2004-10-04

Citigroup Global Markets Inc.

Isleton, CA

Other Businesses

DELTA BROKERS; NOT INVESTMENT RELATED; 111 Oxbow Marina Drive Isleton, CA 95641; REAL ESTATE; OWNER; 01/2011;20HRS PER MONTH; NO HOURS DURING SECURITIES TRADING HOURS; REAL ESTATE BROKER

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-06-02
S63	Uniform Securities Agent State Law Examination	1993-03-04

S65 Uniform Investment Adviser Law Examination

1993-06-02
S63 Uniform Securities Agent State Law Examination

1993-03-04

Other Names

Les Jay Wolfson
Leslie Jay Wolfson
Les J Wolfson

View on SEC IAPD